NUCLEAR SAFETY AND CONTROL ACTAdministrative Monetary Penalties Regulations (Canadian Nuclear Safety Commission)P.C.2013-82620136
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The Canadian Nuclear Safety Commission, pursuant to subsection 44(1)a of the Nuclear Safety and Control Actb, makes the annexed Administrative Monetary Penalties Regulations (Canadian Nuclear Safety Commission).Ottawa, May 17, 2013MICHAEL BINDERPresident of the Canadian Nuclear Safety CommissionHis Excellency the Governor General in Council, on the recommendation of the Minister of Natural Resources, pursuant to subsection 44(1)a of the Nuclear Safety and Control Actb, approves the annexed Administrative Monetary Penalties Regulations (Canadian Nuclear Safety Commission), made by the Canadian Nuclear Safety Commission.S.C. 2012, c. 19, s. 129(1)S.C. 1997, c. 9InterpretationDefinition of ActIn these Regulations, Act means the Nuclear Safety and Control Act.DesignationsViolationsThe contravention of a provision of the Act or any of its regulations that is set out in column 1 of the schedule is designated as a violation that may be proceeded with in accordance with sections 65.01 to 65.21 of the Act.Short-form descriptionsIn the event of a discrepancy between the short-form descriptions in the schedule and the provision to which it pertains, the provision prevails.ClassificationClassificationThe classification of a violation of a provision that is set out in column 1 of the schedule as a Category A, Category B or Category C violation is as set out in column 3.PenaltiesIndividualThe amount payable as the penalty in respect of a violation that is committed by an individual is$300 to $3,000, for a Category A violation;$300 to $10,000, for a Category B violation; and$300 to $25,000, for a Category C violation.Person other than an individualThe amount payable as the penalty in respect of a violation that is committed by a person other than an individual is$1,000 to $12,000, for a Category A violation;$1,000 to $40,000, for a Category B violation; and$1,000 to $100,000, for a Category C violation.Determination of amountThe amount of a penalty is determined by the Commission having regard tothe compliance history of the person who committed the violation;the degree of intention or negligence on the part of the person;the harm that resulted or could have resulted from the violation;whether the person derived any competitive or economic benefit from the violation;whether the person made reasonable efforts to mitigate or reverse the violation’s effects;whether the person provided all reasonable assistance to the Commission; andwhether the person brought the violation to the attention of the Commission.Service of DocumentsManner of serviceA notice of violation referred to in section 65.05 of the Act and a determination referred to in section 65.13 of the Act shall be served byin the case of an individual,leaving a copy of it with the individual,leaving a copy of it with someone who appears to be an adult member of the same household at the individual’s last known address or usual place of residence, orsending a copy of it by registered mail, courier, fax or other electronic means to the individual’s last known address or usual place of residence; andin the case of any other person,sending a copy of it by registered mail, courier or fax to the person’s head office or place of business or to the person’s agent;leaving a copy of it at the person’s head office or place of business with an individual who appears to manage or be in control of the head office or place of business or with the person’s agent; orsending a copy of it by electronic means, other than by fax, to any person referred to in subparagraph (ii).Deemed serviceThe notice of violation or determination — other than when personally served — is considered to be servedin the case of a copy that is left with an adult referred to in subparagraph (1)(a)(ii), on the day on which it is left with the adult;in the case of a copy that is sent by registered mail or courier, on the tenth day after the date indicated in the receipt issued by the postal or courier service; andin the case of a copy sent by fax or other electronic means, on the day on which it is transmitted.Coming into ForceS.C. 2012, c. 19These Regulations come into force on the day on which section 129 of the Jobs, Growth and Long-term Prosperity Act comes into force, but if they are registered after that day, they come into force on the day on which they are registered.[Note: Regulations in force July 3, 2013, see SI/2013-69.](sections 2 and 3)Violations
PART 1
Nuclear Safety and Control ActColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory126Carrying on a prescribed activity without or contrary to a licenceB227(a)Failure to properly keep, retain or disclose prescribed recordsA327(b)Failure to make prescribed reports and file them in the prescribed mannerA436Failure to assist an inspector in carrying out their dutiesB541Failure to comply with an order within the time specifiedB645Failure to notify the Commission when a place or vehicle is contaminated or when an event has occurred that is likely to result in an exposureB748(a)Alteration or misuse of things, otherwise than pursuant to the regulations and licenceB848(b)Disclosure of prescribed information, except pursuant to the regulationsA948(c)Failure to comply with a condition of a licenceC1048(d)Making a false or misleading statementB1148(e)Failure to comply with an order of the Commission, a designated officer or an inspectorC1248(f)Failure to assist or give information requested by an inspector, or interfering with the inspector’s dutiesC1348(g)Taking disciplinary action against a person who assists or gives information to the Commission, designated officer or inspectorB1448(h)Terminating or varying the terms of employment of a nuclear energy worker who has exceeded their radiation dose limit, except in the prescribed manner and circumstancesB1548(i)Falsifying a recordB1648(j)Failure to comply with an order of a courtC1749(a)Failure to ensure required staff is present to maintain a nuclear facility in a safe conditionB1849(b)Failure to report for duty or withdrawal of services other than in accordance with proceduresB1950Possession of nuclear substance, or prescribed information or equipment, capable of being used for nuclear weapons or explosive devicesC
PART 2
General Nuclear Safety and Control RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory112(1)(a)Failure to ensure the presence of a sufficient number of qualified workers to carry out the licensed activityB212(1)(b)Failure to train workers to carry on the licensed activity, as requiredB312(1)(c)Failure to take all reasonable precautions to protect the environment and the health and safety of persons and to maintain securityB412(1)(d)Failure to provide and maintain required devicesB512(1)(e)Failure to require use of equipment, devices, clothing or procedures, as requiredB612(1)(f)Failure to take reasonable precautions to control release of radioactive nuclear substances or hazardous substancesB712(1)(g)Failure to implement measures to be alerted to the illegal use or removal of a nuclear substance or prescribed information or equipment, or the illegal use of a nuclear facilityB812(1)(h)Failure to implement measures to be alerted of sabotage or attempted sabotageB912(1)(i)Failure to take measures to facilitate Canada’s compliance with any safeguards agreementA1012(1)(j)Failure to instruct workers on physical security program and their obligationsB1112(1)(k)Failure to keep the Nuclear Safety and Control Act and regulations available to workersA1212(2)Failure to file a report responding to a Commission request within the specified time and with the prescribed informationB1313Transfer of a nuclear substance, prescribed information or prescribed equipment to a person who does not hold the required licenceB1414(1)(a)Failure to post copy of licenceA1514(1)(b)Failure to post noticeA1614(2)Failure to have copy of licence in fieldA1715(a)Failure of applicant or licensee to notify the Commission of the persons acting for themA1815(b)Failure of applicant or licensee to notify the Commission of the persons responsible for the management and control of the activity, substance, facility, equipment or information encompassed by licenceA1915(c)Failure of applicant or licensee to notify the Commission on time about change in contact persons or responsible personsA2016Failure to make health and safety information available to workers, as requiredB2117(a)Failure of worker to properly use equipment, devices, facilities and clothingB2217(b)Failure of worker to comply with licensee’s measures to protect the environment and the health and safety of persons, maintain security, control radiation doses and levels and control releases of nuclear substances and hazardous substancesB2317(c)(i)Failure of worker to promptly inform licensee or supervisor of increase in risk to the environment or health and safety of personsB2417(c)(ii)Failure of worker to promptly inform licensee or supervisor of threat to maintenance of nuclear facility or substances or an incident with respect to securityB2517(c)(iii)Failure of worker to promptly inform licensee or supervisor of non-compliance with the Nuclear Safety and Control Act, its regulations or licenceB2617(c)(iv)Failure of worker to promptly inform licensee or supervisor of sabotage, theft, loss or illegal use or possession of nuclear substance or prescribed information or equipmentB2717(c)(v)Failure of worker to promptly inform licensee or supervisor of release of radioactive nuclear substances or hazardous substancesB2817(d)Failure of worker to obey notices and warning signsB2917(e)Failure of worker to take all reasonable precautions to ensure safetyB3018Failure to present an import or export licence to customs officerB3123(1)Transfer or disclosure of prescribed information without legal requirement or to an unauthorized personB3223(2)Failure to take precautions to prevent unauthorized transfer or disclosure of prescribed informationB3327Failure to keep record of licence information submitted to the CommissionA3428(1)Failure to retain record for the period specifiedA3528(2)Improper disposal of a recordA3628(3)Failure to file a requested record with the Commission prior to disposal of that recordA3729(1)Failure to immediately make a preliminary report to the Commission of a specified situation and of actions taken by the licenseeB3829(2)Failure to file full report on time and with the prescribed informationA3930(1)(a)Failure to immediately make a preliminary report to the Commission on interference with or interruption in operation of safeguards equipment or alteration of safeguards sealB4030(1)(b)Failure to immediately make a preliminary report to the Commission on theft, loss or sabotage of safeguards equipment or samplesB4130(2)Failure to file full report within the specified period and with the prescribed informationA4231Failure to file a report with the Commission within the specified period of an inaccuracy or incompleteness in a record that the licensee is required to keepA4332(1)Failure to include name and address of sender or date in reportA
PART 3
Radiation Protection RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory13Failure to inform persons being administered therapy of methods for reducing the exposure of others to radiationB24(a)(i)Failure to keep the effective dose and equivalent dose as low as reasonably achievable, taking into account social and economic factors, through the implementation of management control over work practicesB34(a)(ii)Failure to keep the effective dose and equivalent dose as low as reasonably achievable, taking into account social and economic factors, through the implementation of personnel qualification and trainingB44(a)(iii)Failure to keep the effective dose and equivalent dose as low as reasonably achievable, taking into account social and economic factors, through the implementation of control of occupational and public exposure to radiationB54(a)(iv)Failure to keep the effective dose and equivalent dose as low as reasonably achievable, taking into account social and economic factors, through the implementation of planning for unusual situationsB64(b)Failure to ascertain the quantity and concentration of any nuclear substance released as a result of a licensed activityB75Failure to ascertain and record as requiredB86(2)(a)Failure to conduct an investigation after becoming aware that an action level is reachedB96(2)(b)Failure to identify and take action to restore the effectiveness of the radiation protection program after becoming aware that an action level is reachedB106(2)(c)Failure to notify the Commission within the specified period after becoming aware that an action level is reachedB117(1)(a)Failure to inform nuclear energy workers in writing of the fact that they are nuclear energy workersA127(1)(b)Failure to inform nuclear energy workers in writing of the risks associated with radiationA137(1)(c)Failure to inform nuclear energy workers in writing of the effective and equivalent dose limitsA147(1)(d)Failure to inform nuclear energy workers in writing of their radiation dose levels on an annual basisA157(1)(e)Failure to inform nuclear energy workers in writing of their responsibilities during an emergency and the associated risksA167(2)(a)Failure to inform female nuclear energy workers in writing of the risks associated with the exposure of embryos and fetuses to radiation and the risks to breastfed infants from the intake of nuclear substancesB177(2)(b)Failure to inform female nuclear energy workers in writing of the importance of informing the licensee in writing that they are pregnant or breastfeedingB187(2)(c)Failure to inform female nuclear energy workers in writing of the rights of pregnant nuclear energy workers and breastfeeding nuclear energy workersB197(2)(d)Failure to inform female nuclear energy workers in writing of the applicable effective dose limits for pregnant nuclear energy workersB207(3)Failure to obtain written acknowledgement from nuclear energy workers that the specified information was receivedA218(1)Failure to use a licensed dosimetry service to measure and monitor doses of radiation received by nuclear energy workersB228(2)Failure to provide the specified information to the licensed dosimetry serviceB239Failure to inform a person of the purpose for collecting their personal informationA2410Failure of a nuclear energy worker to provide the specified information on request of the licenseeA2511(1)Failure to accommodate a female nuclear energy worker who is pregnantA2611(2)Failure to accommodate a female nuclear energy worker who is breastfeedingB2713Failure to ensure that the effective dose limit is not exceededC2814Failure to ensure that the equivalent dose limit is not exceededC2915(2)Failure to ensure that the effective or equivalent dose limit received by a person participating in the control of an emergency is not exceededB3015(3)Failure to ensure that the effective or equivalent dose received by a person taking a specific action during the control of an emergency is not exceededB3115(4)Failure to ensure that the effective or equivalent dose received by a person taking more than one specific action during the control of an emergency is not exceededB3215(5)Failure to limit radiation doses received by a person participating in the control of an emergency to a level as low as reasonably achievableB3315(6)Failure to notify the person who received the dose of radiation and the Commission as soon as feasible after a radiation dose limit is exceededB3415(7)Requesting a pregnant woman to participate in the control of an emergencyB3516(a)Failure to immediately notify a person and the Commission after a radiation dose limit may have been exceededB3616(b)Failure to require a person to leave any work that is likely to add to the dose if the person may have or has exceeded the dose limit for a nuclear energy workerB3716(c)Failure to conduct an investigation to determine the magnitude of the dose and to establish the causes of the exposureB3816(d)Failure to take action to prevent similar incidents after a dose limit may have been exceededB3916(e)Failure to report the results of the investigation on the exceeded dose limit to the Commission within the specified periodB4019Failure of the licensee operating a dosimetry service to file information on nuclear energy workers with the National Dose RegistryA4120(1)Possession of a container or device containing a nuclear substance without proper labellingB4221Failure to post radiation warning signsB4322Use of an improper radiation warning symbolA4423Frivolous posting of radiation warning signsA4524(1)Failure to keep a record of the name and job category of each nuclear energy workerB4624(2)Failure to keep a record of doses of radiation for five yearsB4725Failure to ensure that instruments and equipment are selected, tested and calibrated for their intended useB
PART 4
Class I Nuclear Facilities RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory114(1)Failure to keep record of the results of effluent and environmental monitoring programsA214(2)Failure to keep operation recordA314(3)Failure to keep decommissioning recordA414(4)Failure to retain record for the specified periodA514(5)Failure to retain record relating to a nuclear energy worker for the specified periodA
PART 5
Class II Nuclear Facilities and Prescribed Equipment RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory110(a)Use of uncertified Class II prescribed equipmentB210(b)Failure to use Class II prescribed equipment in accordance with a licenceB315(2)(a)Failure to equip entrance door to Class II prescribed equipment room with device that stops the equipment when door is openedB415(2)(b)Failure to equip entrance door to Class II prescribed equipment room with device that prevents the equipment from being usedB515(2)(c)Failure to design entrance door to Class II prescribed equipment room to prevent persons from being locked inB615(3)(a)Failure to equip entrance to Class II prescribed equipment room with device that stops the equipment when someone passes through the entranceB715(3)(b)Failure to equip entrance to Class II prescribed equipment room with device that prevents the equipment from being usedB815(4)Failure to equip room where Class II prescribed equipment that is used on persons is located with a viewing systemB915(5)Failure to equip entrance to Class II prescribed equipment room with an irradiation state displayB1015(6)Failure to equip room where Class II prescribed equipment is located with an area radiation monitoring system, as requiredB1115(7)Failure to equip room where Class II prescribed equipment that is not used on persons is located with a pre-irradiation alarmB1215(8)Failure to equip room where Class II prescribed equipment is located with emergency stop buttons or devicesB1315(9)Failure to provide emergency stop buttons or devices that are unobstructed and accessibleB1415(10)Failure to provide emergency stop buttons or devices in the specified placesB1515(11)Failure to post emergency contact information at every entrance to a Class II nuclear facilityA1615(12)Failure to equip Class II equipment with device to prevent unauthorized useB1715(13)Failure to verify normal operation after servicing of device or systemB1815.01Failure to appoint a radiation safety officerB1915.02Appointing an uncertified radiation safety officerB2015.06(2)Failure to notify the Commission of name of radiation safety officer and Class II prescribed equipment subject to certificateB2115.1Failure to designate in writing radiation safety officer as replacementB2215.11Replacing a radiation safety officer for more than the specified periodB2316(1)Failure to ascertain that radiation field is safe upon entering a roomB2416(2)Failure to verify that radiation survey meter is working immediately before entering a roomB2516.1(1)Failure to ensure patients are surveyed and free of nuclear substances following treatment using brachytherapy remote afterloaderB2616.1(2)(a)Failure to equip brachytherapy remote afterloader treatment room with a remote alarm system to warn of treatment interruptionsB2716.1(2)(b)Failure to equip brachytherapy remote afterloader treatment room with a shielded storage container of sufficient sizeB2816.1(2)(c)Failure to equip brachytherapy remote afterloader treatment room with the necessary remote handling toolsB2917(1)Failure to measure radiation dose rates after installing a sealed source in Class II prescribed equipment or to notify the Commission in writing if dose rate exceeds manufacturer’s specificationsB3017(2)Failure to measure dose rates at all accessible locations outside the room after the installation of a sealed source in a radioactive source teletherapy machineB3118(1)(a)Failure to make available to each worker a calibrated radiation survey meterB3218(1)(b)Failure to make available to each worker a radiation survey meter that can measure radiation from sealed source and Class II prescribed equipmentB3318(1)(c)Failure to make available to each worker a radiation survey meter that indicates the power level of batteriesB3418(2)Use of a radiation survey meter that has not been calibrated within the specified periodB3519(1)Failure to conduct leak test on sealed source or shielding as requiredB3619(2)Failure to take required action when a leak on a sealed source or shielding is detectedB3720Use of Class II prescribed equipment on a person without being directed by a qualified medical practitionerB3821(1)Failure to keep record of measurements of radiation dose rates and retain record for the specified periodA3921(2)(a)Failure to keep record of daily outputs of radiation resulting from operation of Class II prescribed equipmentA4021(2)(b)Failure to keep record of training received by workersA4121(2)(c)Failure to keep record of inspections, verifications, servicing, measurements or tests requiredA4221(3)Failure to retain training record for the specified periodA4321(4)Failure to keep record of transfer of Class II prescribed equipmentA4421(5)Failure to keep record of leak tests conducted on sealed source or shielding and to retain it for the specified periodA4521(6)Failure to keep record of measurements of radiation dose rates, as required, and to retain them for the specified periodA4621(7)Failure to keep servicing record of Class II prescribed equipmentA4721(8)Failure to retain servicing record for the specified periodA
PART 6
Uranium Mines and Mills RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory19Failure to post code of practice where it is accessible to all workers in uranium mine or millA210(a)Failure to establish, implement and maintain written operating proceduresB310(b)Failure to train workers to perform their work in accordance with operating proceduresB410(c)Failure to audit workers to verify compliance with operating proceduresB511(a)Failure to ensure each main fan is equipped with a fan malfunction warning signal deviceB611(b)Failure to ensure person is designated to receive and respond to main fan failure warning signalB711(c)Failure to implement measures to prevent interference by persons or activities with proper operation of ventilation systemsB812(1)(a)Failure to implement alternative measures to protect worker health and safety when ventilation system malfunctionsB912(1)(b)Failure to ensure that only work necessary to restore ventilation system is performed in work place when ventilation system malfunctionsB1012(2)Failure to inform worker of protective measures in connection with restoration of ventilation systemB1113Improper reliance on respiratorB1214(a)Failure to post signs where gamma radiation dose rate exceeds the specified limitA1314(b)Failure to provide direct-reading dosimeter to workers entering an area where gamma radiation dose rate exceeds the specified limitB1415(1)Failure to provide radiation health and safety training certificate to workerA1515(2)Failure to provide copy of radiation health and safety training program to worker’s representativeA1616(1)(a)Failure to keep record of operating and maintenance proceduresB1716(1)(b)Failure to keep record of mine plansB1816(1)(c)Failure to keep record of schedules for planned mining operationsA1916(1)(d)Failure to keep record of plans of waste management systemsA2016(1)(e)Failure to keep record of design of uranium mine or mill, or of design of components and systems installed at the mine or millA2116(1)(f)Failure to keep record of method and data used to ascertain radiation dose and intake of radioactive nuclear substances by workersA2216(1)(g)Failure to keep record of measurementsA2316(1)(h)Failure to keep record of inspections and maintenanceA2416(1)(i)Failure to keep record of quantity of air delivered by each main fanA2516(1)(j)Failure to keep record of performance of each dust control systemA2616(1)(k)Failure to keep record of training received by each workerA2716(2)Failure to make required records available to worker or to worker’s representativeA2816(3)Failure to retain training record for the specified periodA2916(4)Failure to post record of work place measurements at an accessible location in the uranium mine or millB
PART 7
Nuclear Substances and Radiation Devices RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory111(1)(a)Use of uncertified radiation deviceB211(1)(b)Use of radiation device contrary to development licenceA311(2)Transfer of uncertified radiation device for use within CanadaB416Use of radioactive nuclear substance or radiation device on a person otherwise than as directed by a qualified medical practitionerB517Failure to make instructions concerning radiation safety and accidents available to workersB618(1) and 18(2)Failure to conduct leak tests on sealed source or shieldingB718(3)(a)Failure to discontinue use of sealed source or shielding when leakage detectedB818(3)(b)Failure to discontinue use of radiation device when leakage detectedB918(3)(c)Failure to take measures to limit the spread of radioactive contamination when leakage detectedB1018(3)(d)Failure to immediately notify the Commission that leakage was detectedB1119(1)Failure to provide required instructions for dealing with accidents upon transfer of a radiation deviceA1219(2)Failure to provide most recent leak test record upon transfer of sealed source or shieldingA1320Use of a radiation survey meter that has not been calibrated within the specified periodB1421Use of a radiation device that was not tested or inspected after accidentB1522Use of radiation device in field operation that does not have attached label with contact informationA1623(a)Failure to post emergency contact information where the radioactive nuclear substance is used or storedB1723(b)Failure to post warning sign and personnel entry procedures to be followed at every personnel access opening to any equipment fitted with a radiation deviceB1824Operation of an exposure device by an uncertified operator or by an unsupervised traineeB1929Failure of exposure device operator to immediately surrender certificate to the Commission upon decertificationA2030(1)(a)Failure of licensee to ensure exposure device is equipped with source tagA2130(1)(b)Failure of licensee to lock exposure device when not in useB2230(1)(c)Failure of licensee to return dosimeter within the specified periodB2330(2)Failure of licensee to immediately notify the Commission about loss, theft, damage or malfunction of exposure deviceA2430(3)(a)Failure of licensee to provide the specified radiation survey meterB2530(3)(b)Failure of licensee to provide the specified emergency equipment and material when a guide tube is usedB2630(3)(c) to (e)Failure of licensee to provide dosimeter that meets the specified requirementsB2730(3)(f)Failure of licensee to provide sufficient number of radiation warning signs for postingB2830(3)(g)Failure of licensee to provide sufficient number of forms to keep recordsA2930(4)Authorizing operation of exposure device that does not appear to be functioning normally or of exposure device with radiation dose rate on its surface greater than the specified limitB3030(5)Failure of licensee to provide written authorization for sealed source changeA3130(6)Failure of licensee to limit dose of radiation to persons other than nuclear energy workersC3230(7)Authorizing a person to respond to exposure device or sealed source assembly malfunctions without proper trainingB3331(1)(a)Failure of exposure device operator to use the specified radiation survey meterB3431(1)(b)Failure of exposure device operator to have the specified emergency equipment and material immediately available when using a guide tubeB3531(1)(c), (d) and (f)Failure of exposure device operator to properly wear the required dosimeterB3631(1)(e)Failure of exposure device operator to keep daily radiation dose recordsA3731(1)(g)Failure of exposure device operator to ensure exposure device functions within manufacturer’s specificationsB3831(1)(h)Failure of exposure device operator to use radiation survey meter to confirm sealed source assembly returned to shielded positionB3931(1)(i)Failure of exposure device operator to limit radiation dose to persons other than nuclear energy workersC4031(1)(j)Failure of exposure device operator to place persons or erect barriers to prevent entry into radiation areaB4131(1)(k)Failure of exposure device operator to post radiation warning signs to prevent entry into radiation areaB4231(1)(l)Failure of exposure device operator to lock exposure device when not in useB4331(1)(m)Failure of exposure device operator to immediately report to licensee a specified situation and actions takenB4431(2)Failure of exposure device operator to return dosimeter to licensee at the specified timeA4531(3)Failure of exposure device operator to submit dose record to licensee at the specified timeA4631(4)Operating malfunctioning exposure device or exposure device with radiation dose rate on its surface greater than the specified limitB4731(5)(a) Failure of exposure device operator to ensure that dose limit of radiation is not exceeded during shiftB(b) Failure of exposure device operator to stop work and notify licensee when dose limit is exceeded during shiftB4831(6)Responding to exposure device or sealed source assembly malfunctions without proper trainingB4932Improper appointment of exposure device operator to supervise traineesA5033(1)Authorizing a trainee lacking sufficient knowledge to operate an exposure deviceB5133(2)Failure of exposure device operator to directly supervise and continuously observe trainee operating an exposure deviceB5234(1)Removal or insertion of sealed source without written authorization of the licenseeA5334(2) and 34(3)Failure to measure, record and report to the licensee radiation dose rates and doses of radiation when removing or inserting sealed sourcesA5435(1)Failure to notify the Commission before conducting tracer or subsurface tracer studiesA5535(2)Failure to file a tracer study report with the specified information within the specified timeA5636(1)(a)Failure to keep record of specified information in respect of any nuclear substance in licensee’s possessionA5736(1)(b)Failure to keep record of name of workers who use or handle nuclear substancesA5836(1)(c)Failure to keep record of any transfer, receipt, disposal or abandonment of a nuclear substanceA5936(1)(d)Failure to keep record of training received by each workerA6036(1)(e)Failure to keep record of every inspection, measurement, test or servicing of radiation deviceA6136(1.1)Failure to keep record of servicing another licensee’s radiation deviceA6236(2)Failure to retain worker training record for the specified periodA6336(3)Failure to retain record of every inspection, measurement, test or servicing of radiation device for the specified periodA6436(4)Failure to keep record of leak tests conducted on a sealed source or shielding and retain it for the specified periodA6537Failure to keep record of specified information in respect of exposure devices in licensee’s possessionA6638(1)Failure to immediately notify the Commission regarding a loss or theft, as requiredB6738(2)Failure to file full report regarding a loss or theft within the specified time and including the specified informationA
PART 8
Packaging and Transport of Nuclear Substances Regulations, 2015Column 1Column 2Column 3ItemProvisionShort-form DescriptionCategory13(1)Failure to characterize nuclear substance at earliest possible timeA23(3)(a)Failure to keep record documenting the detection of the radiation and the disposal of the nuclear substance for specified periodA33(3)(b)Failure to file annual report containing required information by specified timeA43(3)(c)Failure to immediately notify if source of radioactivity in load is licensable quantity of nuclear substanceB53(4)(a)Failure to immediately make preliminary report containing required informationB63(4)(b)Failure to characterize source of radiation within specified period and make follow-up reportB73(5)(a)Failure to immediately make preliminary report containing required informationB83(5)(b)Failure to prevent dispersal of nuclear substanceB93(5)(b)Failure to isolate load and control accessC103(5)(c)Failure to have situation assessedB113(5)(d)Failure to report resultsB124Failure to classify packages and radioactive materialB135Failure to correctly classify LSA materialB1410Failure to have design or calculation of value for prescribed equipment certifiedB1518(a)Production of package of certified design not in accordance with requirementsB1618(b)Failure to mark package with required informationA1719(3)Use of package of certified design without confirmation that use is registeredA1820(1)(a)Production of special form radioactive material not in accordance with certificateB1920(1)(b)Failure to mark special form radioactive materialA2020(2)Transport of special form radioactive material that has not been produced in accordance with certified design or design approved by foreign competent authorityA2121(1)(a)Production of low dispersible radioactive material not in accordance with certificateB2221(1)(b)Failure to mark low dispersible radioactive materialA2321(2)Transport of low dispersible radioactive material that has not been produced in accordance with certified designA2422(1)Production of instrument or article that has alternative activity limit for exempt consignment that has not been produced using certified calculationB2522(2)Transport of instrument or article that has alternative activity limit for exempt consignment that has not been produced using certified calculationB2623(2)Transport of fissile-excepted radioactive material that has not been produced in accordance with requirementsB2724(a)Failure to implement and maintain management systemB2824(b) and (c)Failure to keep and retain record documenting management systemA2925(1)Failure to comply with Transportation of Dangerous Goods RegulationsC3025(2)Failure of consignor to comply with IAEA RegulationsB3125(3)Failure of consignor to advise consignee of transport of materialA3225(4)(a)Failure of carrier to comply with IAEA RegulationsB3325(4)(b)Failure of carrier to transport in accordance with consignor’s instructionsB3425(4)(c)Failure of carrier to implement, maintain and keep record documenting work proceduresA3526(1)(a)Presentation for transport or transport of radioactive material in package not meeting requirementsB3626(1)(b)Presentation for transport or transport of radioactive material requiring licence if no licence issuedB3726(1)(c)Failure to present for transport or to transport unpackaged LSA-I material or unpackaged SCO-I in accordance with IAEA RegulationsB3826(1)(d)Presentation for transport or transport of package containing 0.1 kg or more of uranium hexafluoride in unapproved packageB3927(1)Failure to transport in required packageC4028(1)Failure of consignor or carrier to comply with IAEA RegulationsB4129(1)Failure of consignor to include required information in transport documentsA4229(3)Transportation of consignment of radioactive material without required documentsB4331(1)(a)Failure to keep exposure and effective dose and equivalent dose as low as reasonably achievableB4431(1)(b)Failure to prevent persons from receiving high radiation dosesC4531(1)(c)Failure to assess radiation at workplace and conduct monitoringB4631(1)(d)Failure to train specified persons on application of radiation protection programB4731(2)Failure to keep and retain record documenting radiation protection programA4832(a)Failure to immediately notify if person may have received dose that exceeded prescribed limitB4932(b)Failure to conduct investigationB5032(c)Failure to take action to prevent recurrenceB5132(d)Failure to report results of investigation within specified timeA5233(1)Failure to inform every nuclear energy worker in writingA5333(2)Failure to inform pregnant nuclear energy workers of their rights and obligationsB5436(1)Failure to immediately take required actions after dangerous occurrenceB5536(2)Failure to take required actions as soon as feasible after dangerous occurrenceB5637(1)Failure to immediately make required preliminary reportB5737(3)Failure to immediately notify consignor in specified circumstancesB5838Failure to file full report of failure to comply or of dangerous occurrence within specified periodB5940(1)Opening package without taking required measuresB6040(2)Failure to restore package to required condition before forwardingB6140(3)Failure to verify package integrity on receipt or on openingB6240(4)Failure to immediately make preliminary report if package shows evidence of problem conditionsA6340(5)Failure to include specified information in preliminary reportA6440(6)Failure to file full report within specified periodA6541(a)Failure to notify consignor, consignee and Commission of undeliverable consignmentB6641(b)Failure to keep undeliverable consignment in access-controlled areaB6742Failure to keep and retain records documenting specified information concerning certain packagesA
PART 9
Nuclear Security RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory15(1)Failure to review and update nuclear security plan at the specified intervalB25(2)Failure to provide copy of updated nuclear security plan to Commission before implementationB36(1)Failure to conduct threat and risk assessment at the specified intervalB46(2)(a)Failure to review threat and risk assessment as requiredB56(2)(b)Failure to update threat and risk assessment as requiredB66(2)(c)Failure to update nuclear security plan as requiredB76(3)Failure to make necessary modifications to the nuclear security systemB86(4)Failure to keep record of results and updates of each threat and risk assessmentA96(5)(a)Failure to provide records to Commission on requestB106(5)(b)Failure to provide record of results of threat and risk assessment or an update to Commission within prescribed timeB117Failure to implement nuclear security measures that ensure effective intervention can be madeB128Failure to develop and implement training programB139(1)Failure to implement measures to promote and support security cultureB149(2)Failure to keep record of measures implemented to promote and support security cultureA1510(1)Failure to ensure that measures and activities are designed and implemented as required and ensure that measures do not compromise the environment, the health or safety of persons or the security of the nuclear facilityB1610(2)Failure to establish, implement and maintain required process regarding conflict and coordination of nuclear security measuresB1710(3)Failure to keep record setting out the process regarding conflict and coordination of nuclear security measuresA1811(1)Failure to immediately implement required compensatory measures when critical security measure is degraded, inoperative or compromisedB1911(2)Failure to keep record setting out process for implementing compensatory measures and record indicating implementation of compensatory measuresA2012(a)Failure to replace or restore functioning of degraded, inoperative or compromised device as soon as feasibleA2112(b)Failure to determine how device became degraded, inoperative or compromisedA2213(1)Failure to ensure security guards are trained and qualifiedB2313(2)Failure to keep record of security guard training and proof of their qualificationsA2414(1)Failure to make written arrangements with off-site response force that, alone on in conjunction with on-site nuclear response force, is capable of making an effective interventionB2514(2)Failure to provide for specified matters in written arrangements with off-site response forceB2614(3)Failure to have written arrangements signed as requiredA2715(1)Failure to have alarm-monitoring capability or make arrangements with an alarm-monitoring serviceB2815(2)Failure to provide for notification procedure in arrangements with alarm-monitoring serviceB2916(1)Failure to implement and maintain cyber security programC3016(2)Failure to protect computer systems and electronic components against cyber security threats as requiredB3117(1)Failure to protect specified sensitive information as requiredB3217(2)Failure to implement nuclear security measures to protect the confidentiality, integrity and availability of specified sensitive information as requiredB3317(3)Permitting person to access sensitive information who does not require access to carry out their dutiesB3418Failure to implement measures to protect, as required, information for identity verification or in relation to a clearance or authorizationB3519Producing, processing, using or storing Category I nuclear material in place other than inner areaC3620Producing, processing, using or storing Category II nuclear material in place other than protected areaC3721Producing, processing, using or storing Category III nuclear material in place other than protected area or any other area that meets prescribed requirementsB3822(1)Producing, processing, using or storing specified nuclear substance in place other than area that meets prescribed requirementsB3922(2)(a)Failure to maintain list of persons who are authorized to access the areaB4022(2)(b)Permitting unauthorized persons to access the areaB4122(2)(c)Failure to implement required measuresB4223Failure to ensure nuclear substance is not removed from nuclear facility except in accordance with licenceB4324(1)(a)Failure to determine reason for unauthorized removal of nuclear substance from nuclear facilityA4424(1)(b)Failure to assess and immediately respond to unauthorized removal of nuclear substanceB4524(2)Failure to keep record setting out process respecting unauthorized removal of nuclear substancesA4629(1)Failure to design nuclear security system taking into account the specified threats, evaluate that system or modify the system as necessaryB4729(2)Failure to implement nuclear security measures that ensure effective intervention can be made, taking into account the specified threatsB4829(3)Failure to keep record that sets out required processesA4930(1)Failure to provide sufficient number of nuclear security officers to carry out the specified dutiesC5030(2)Failure to keep record of nuclear security officers’ duties and to give copy of it to nuclear security officerA5131Failure to provide each nuclear security officer with necessary equipment, devices and apparelB5232(1)Failure to ensure nuclear security officer only carries out duties for which they have the necessary training, knowledge and skill and for which they are qualifiedB5332(2)Failure to ensure each nuclear security officer participates in continuing training program that includes the specified trainingB5432(3)Failure to keep record of training received by each nuclear security officerB5533Failure to keep records containing required information regarding nuclear security officers who are required to carry a firearmA5634(1)Failure to maintain on-site nuclear response force with required capabilityC5734(3)Failure to ensure that nuclear security officers who are members of on-site nuclear response force are authorized to carry firearms in Canada and trained and qualified to use themC5834(4)Failure to provide nuclear security officers who are members of on-site nuclear response force with necessary equipment, devices and apparelC5935Failure to provide for specified matters in the written in arrangements with off-site response forceB6036Failure to develop and maintain contingency plan to ensure effective intervention can be made, taking into account the specified threatsB6137(1)Failure to implement required security drill and security exercise programB6237(2)Failure to update the security drill and security exercise program as requiredB6338(1)Failure to conduct security drill at the specified intervalB6438(2)Failure to ensure that specified nuclear security officers participate in a security drill at the specified intervalB6539(1)Failure to conduct security exercise as required at the specified intervalB6639(2)Failure to notify Commission in writing within prescribed time of intent to conduct security exerciseB6740(1)Failure to keep record containing the required information regarding each security drill and security exerciseB6840(2)Failure to provide copy of required record to Commission within prescribed timeB6941(1)Failure to create required corrective action plan setting out the required informationB7041(2)Failure to implement corrective actions as requiredB7141(3)Failure to provide copy of corrective action plan to Commission within the prescribed periodA7242(1)Failure to ensure that specified nuclear security measures are monitored from a central alarm stationB7342(2)(a)Central alarm station not located outside of a vital area or inner areaB7442(2)(b)Central alarm station not designed, constructed and located as requiredB7542(2)(c)Central alarm station not attended at all times by at least one central alarm station operatorB7642(2)(d)Central alarm station not designed to prevent solitary central alarm station operator from tampering with or, compromising nuclear security measure or disabling it without authorizationB7742(2)(e)Central alarm station not equipped as required with respect to alarms received in the stationB7842(2)(f)Central alarm station not equipped with required devicesB7942(3)Permitting person to enter central alarm station who does not need to enter to perform their dutiesB8042(4)Failure to implement specified processesB8143(1)(a)Failure to establish backup alarm station that is independent from the central alarm stationB8243(1)(b)Failure to establish backup alarm station that is designed and equipped as requiredB8343(2)Failure to ensure backup alarm station operated only by security personnel with required trainingB8443(3)Permitting person to enter backup alarm station who does not need to enter to perform their dutiesB8543(4)Failure to implement required processesB8643(5)Failure to test backup alarm station at specified intervalB8744(1)Granting high-security site access clearance without meeting prescribed conditionsC8844(4)Granting high-security site access clearance for term exceeding 10 years or not subject to necessary terms and conditionsB8944(5)Failure to keep record indicating how clearance was verifiedA9045(1)Granting enhanced security clearance without meeting prescribed conditionsC9145(3)Granting enhanced security clearance for term exceeding five years or not subject to necessary terms and conditionsB9246(1)Failure to keep up-to-date list of each person granted a clearance and that identifies their clearanceB9346(2)Failure to provide copy of list to Commission or inspector on requestB9447(1)(a)Failure to revoke high-security site access clearance or enhanced security clearance of person who poses or could pose unreasonable risk to health or safety of persons or security of the siteB9547(1)(b)Failure to revoke high-security site access clearance or enhanced security clearance of person who is no longer employed by or under contract to the licenseeB9647(1)(c)Failure to revoke high-security site access clearance or enhanced security clearance of person whose duties or functions have been completed, suspended or otherwise terminatedB9747(1)(d)Failure to revoke high-security site access clearance or enhanced security clearance of person who no longer requires it to perform their dutiesB9847(1)(e)Failure to revoke high-security site access clearance or enhanced security clearance of person who provided false or misleading informationB9947(2)Failure to notify Commission in writing of revocation of high-security site access clearance or enhanced security clearance as required within prescribed timeB10049(1)Entering or remaining in protected area without required clearance and authorization and any required escortB10149(2)Granting authorization to enter and remain in protected area without escort without meeting prescribed conditionsB10249(3)Granting authorization to enter and remain in protected area with escort without meeting prescribed conditionsB10349(4)Granting authorization to enter and remain in protected area without escort for term exceeding 10 yearsB10449(5)Granting authorization to enter and remain in protected area not subject to necessary terms and conditionsB10549(6)Failure to provide copy of requested information or documentsB10650Entering or remaining in vital area without required authorization and any required escortB10751Entering or remaining in inner area without required authorization and being accompanied or escorted as requiredB10852(1)Granting authorization to enter and remain in vital area or inner area without escort without meeting prescribed conditionsB10952(2)Granting authorization to enter and remain in vital area or inner area with escort without meeting prescribed conditionsC11052(3)Granting authorization to enter and remain in vital area or inner area without escort for term exceeding five yearsB11152(4)Granting authorization to enter and remain in vital area or inner area not subject to necessary terms and conditionsB11252(5)Failure to provide copy of requested information or documentsB11353(1)Failure to keep record that sets out required information for each person who is authorized to enter protected area, vital area or inner areaB11453(2)Failure to retain record for specified periodB11553(3)Failure to provide copy of record to Commission or inspector on requestB11653(4)Failure to make copy of record available to nuclear security officersB11754Permitting person who does not have enhanced security clearance to carry out duties or responsibilities of security personnel or related to nuclear security intelligenceB11855(1)Acting as nuclear security officer without written authorization of licenseeB11955(2)Granting authorization to act as nuclear security officer without meeting prescribed conditionsB12055(3)Granting authorization to act as nuclear security officer without assessing person’s knowledge as requiredB12155(4)Granting authorization to act as nuclear security officer for term exceeding five years or not subject to necessary terms and conditionsB12255(5)Failure to provide copy of requested information or documentsA12356(1)Acting as nuclear security support person without required authorization and any required escortB12456(2)Granting authorization to act as nuclear security support person without escort without meeting prescribed conditionB12556(3)Granting authorization to act as nuclear security support person with escort without obtaining specified information and documentsB12656(4)Failure to include required conditions in authorization to act as nuclear security support personB12756(5)Granting authorization to act as nuclear security support person without escort for term exceeding five yearsB12856(6)Granting authorization to as nuclear security support person not subject to necessary terms and conditionsB12956(7)Failure to provide copy of requested information or documentsA13057(1)Acting as central alarm station operator without written authorization of the licenseeB13157(2)Granting authorization to act as central alarm station operator without meeting prescribed requirementsB13257(3)Granting authorization to act as central alarm station operator for term exceeding five years or not subject to necessary terms and conditionsB13357(4)Failure to provide copy of requested information or documentsA13458(1)Failure to keep up-to-date list of each person granted a specified authorization and that identifies that authorizationB13558(2)Failure to provide copy of record to Commission or inspector on requestB13659(1)(a)Failure to revoke authorization of person who poses or could pose an unreasonable risk to health or safety of persons or security of the high-security siteB13759(1)(b)Failure to revoke authorization of person who is no longer employed by or under contract to the licenseeB13859(1)(c)Failure to revoke authorization of person whose duties or functions have been completed, suspended or otherwise terminatedB13959(1)(d)Failure to revoke authorization of person who no longer requires it to perform their dutiesB14059(1)(e)Failure to revoke authorization of person who provided false or misleading informationB14159(2)Failure to notify Commission in writing of revocation of authorization as required within prescribed timeB14260Failure to equip high-security site with devices that provide uninterrupted power supply for critical security measuresB14361(1)Failure to enclose protected area with physical barrier at perimeterB14461(2)Failure to protect perimeter of protected area with required nuclear security measures or by keeping it under direct visual surveillance of nuclear security officerB14561(3)Failure to design and construct physical barrier and design and implement nuclear security measures such that they together provide sufficient time and reduce risk as requiredB14661(5)(a)Failure to construct means of entry or exit so that it can be closed and securely lockedB14761(5)(b)Failure to keep means of entry or exit closed and securely locked except in specified circumstancesB14862(1)Failure to have unobstructed area on both sides of physical barrier as requiredB14962(2)Failure to illuminate unobstructed area as requiredB15063Failure to protect perimeter of protected area with required nuclear security measureB15164Failure to establish process to identify vital areas and keep required recordB15265(1)(a)Failure to protect vital area with nuclear security measures that are in addition to those used to protect the protected areaB15365(1)(b)Failure to protect vital area with nuclear security measures that provide access control for the areaB15465(1)(c)Failure to protect vital area with nuclear security measures that provide for detection of unauthorized access to the areaB15565(1)(d)Failure to protect vital area with nuclear security measures that delay adversaries as requiredB15665(1)(e)Failure to protect vital area with nuclear security measures that triggers the specified alarmB15765(1)(f)Failure to protect vital area with nuclear security measures that are monitored as requiredB15865(2)Failure to securely lock means of entry or exit in vital areaB15966Failure to keep up-to-date list of persons as specifiedB16067(1)Failure to enclose inner area with structure as requiredB16167(2)Failure to keep means of entry or exit closed and securely locked with required deviceB16268(1)Failure to protect inner area with required nuclear security measures or by keeping it under direct visual surveillance of nuclear security officerB16368(2)Failure to protect inner area with required nuclear security measuresB16469(1)(a)Permitting unauthorized person to enter or remain in protected areaB16569(1)(b)Permitting unauthorized person to enter or remain in vital areaC16669(1)(c)Permitting unauthorized person to enter or remain in inner areaB16769(2)Permit person who requires escort to enter and remain in protected area or inner area without escortB16870Failure to immediately report unauthorized person to nuclear security officerB16971(a)Failure to ensure that weapons are only taken into protected area or inner area in specified circumstancesB17071(b)Failure to ensure that explosive substances are only taken into protected area or inner area in specified circumstancesB17171(c)Failure to ensure that threat items are only taken into protected area or inner if they are necessary for an operational requirementB17272(1)Failure to ensure Category I, II or III nuclear material is only removed from protected area or inner area in accordance with licenceB17372(2)Failure to ensure Category I, II or III nuclear material is only removed from vital area with authorization of licenseeB17473(a)Taking weapon into protected area or inner area except in specified circumstancesB17573(b)Taking explosive substance into protected area or inner area except in specified circumstancesB17673(c)Taking threat items into protected area or inner area that are not necessary for an operational requirementB17773(d)Removing Category I, II or III nuclear material from protected area, vital area or inner area without authorization of licenseeB17874Failure to verify identity of person entering protected area as requiredC17975Failure to verify and record identity of person entering vital areaB18076Permitting land vehicle to enter protected area, vital area or inner area without operational requirementB18177(1)Failure to ensure that land vehicles only enter or exit protected area through vehicle portal or opening as requiredC18277(2)Failure to ensure that both moveable barriers of vehicle portal or opening are not open at same time except in specified circumstancesB18377(3)Failure to ensure that vehicle portal or opening is attended or protected as required when both moveable barriers are open at the same timeB18478(1)Permitting means of entry or exit in structure enclosing inner area to be unlocked, opened or kept open longer than requiredB18578(2)Permitting means of entry or exit in structure enclosing inner area to be unlocked, opened or kept open without direct visual surveillance of nuclear security officerB18678(3)Permitting means of entry or exit in structure or barrier enclosing inner area to be unlocked by unauthorized personsB18779Entering and remaining in inner area without being accompanied as requiredB18880(1)Failure to post required signage for high-security siteB18980(2)Failure to post required signage for protected area or inner areaA19081(1)Permitting person to enter protected area or inner area without having them and their possessions searched as requiredB19181(2)Failure to ensure that all persons and their possessions are searched as required when exiting protected area or inner areaB19281(4)Permitting person to remain in protected area or inner area without having them and their possessions searched as requiredB19381(5)Failure to conduct search in accordance with requirementsB19481(6)Failure to conduct search of land vehicle in vehicle portal as requiredB19582Entering protected area or inner area after refusing searchB19685(1)Granting facility-access security clearance without meeting prescribed conditionsB19785(3)Granting facility-access security clearance for term exceeding 10 years or not subject to necessary terms and conditionsB19885(4)Failure to keep record indicating how the status or clearance was verifiedA19986(1)Failure to keep an up-to-date list of persons granted facility-access security clearanceA20086(2)Failure to provide copy of list of persons to Commission or inspector on requestA20187(1)(a)Failure to revoke facility-access security clearance of person who poses or could pose an unreasonable risk to health or safety of persons or security of nuclear facilityB20287(1)(b)Failure to revoke facility-access security clearance of person who is no longer employed by or under contract to licenseeB20387(1)(c)Failure to revoke facility-access security clearance of person whose duties or functions have been completed, suspended or otherwise terminatedB20487(1)(d)Failure to revoke facility-access security clearance of person who no longer requires it to carry out their dutiesB20587(1)(e)Failure to revoke facility-access security clearance of person who provided false or misleading informationB20687(2)Failure to notify Commission in writing of revocation of facility-access security clearance as required within prescribed timeA20788(1)Entering or remaining in nuclear facility without facility-access security clearance or required escortB20889(1)Failure to ensure that every person who enters or remains in nuclear facility is permitted to do soB20989(2)Failure to establish and implement process that controls access to the nuclear facility and ensures verification of the identity of persons entering itB21090(a)Failure to ensure that weapons are only taken into nuclear facility in specified circumstancesB21190(b)Failure to ensure that explosive substances are only taken into nuclear facility in specified circumstancesB21290(c)Failure to ensure that threat items are only taken into nuclear facility if they are necessary for an operational requirementB21391(a)Taking weapon into nuclear facility except in specified circumstancesB21491(b)Taking explosive substance into nuclear facility except in specified circumstancesB21591(c)Taking threat items into nuclear facility that are not necessary for an operational requirementB21691(d)Removing nuclear substance from nuclear facility without authorization of licenseeB21792(1)Permitting a land vehicle to enter a nuclear facility without meeting prescribed conditionsB21893Failure to post required signageB21994(1)Failure to implement processes that provide for manner of selecting persons to be searched or screenedB22094(2)Permitting person selected for search or screening to enter nuclear facility without required search or screeningB22195Failure to conduct search or screening as requiredB22296(1)Failure to conduct a security exercise testing the required elements at the specified intervalB22396(2)Failure to notify Commission in writing of intent to conduct security exercise within prescribed timeA22496(3)Failure to create record containing required information each time security exercise is conductedA22596(4)Failure to create corrective action plan setting out required informationB22696(5)Failure to implement corrective actions as requiredB22796(6)Failure to provide copy of record and any corrective action plan to Commission within prescribed timeA228101(1)Failure to conduct security exercise as required at the specified intervalB229101(2)Failure to keep record containing the required information each time a security exercise is conductedB230101(3)Failure to create corrective action plan setting out required informationB231101(4)Failure to implement corrective actions as requiredB232101(5)Failure to provide a copy of record and any corrective action plan to Commission within prescribed periodA
PART 10
Nuclear Non-Proliferation Import and Export Control RegulationsColumn 1Column 2Column 3ItemProvisionShort-form DescriptionCategory14(3)Failure to submit a written report to the Commission concerning the export of a controlled nuclear substance within the specified period and with the specified informationB
SOR/2015-145, s. 50; SOR/2017-199, s. 7SOR/2020-237, s. 24SOR/2025-219, s. 104RELATED PROVISIONS
— SOR/2025-219, s. 107Definition of former RegulationsFor the purposes of this section, former Regulations means the Nuclear Security Regulations as they read immediately before the day on which these Regulations come into force.Words and expressionsUnless the context otherwise requires, words and expressions used in this section have the same meaning as in section 1.Nuclear facilityThe former Regulations and Part 9 of the schedule to Administrative Monetary Penalties Regulations (Canadian Nuclear Safety Commission), as they read immediately before the day on which these Regulations come into force, continue to apply for two years after that day to a nuclear facility for which, on the day on which these Regulations come into force, a licence issued under the Act is in force.Existing authorization or clearanceIf a person has been granted a clearance or issued an authorization under the former Regulations, that clearance or authorization remains valid until the expiry of the term for which it was granted or issued, and during that term the person may continue to access any area or information and carry out any duties and responsibilities that the clearance or authorization permitted them to access or carry out under the former Regulations.Site access security clearanceIf a person has been granted a site access security clearance under the former Regulations that is valid on the day on which these Regulations come into force and that, to maintain the person’s access to the nuclear facility, must be replaced by a facility-access security clearance granted under section 85, the licensee that granted the clearance may, before the term of the clearance expires, extend the term of the clearance to any term not exceeding 10 years.AMENDMENTS NOT IN FORCE
— SOR/2025-196, s. 74Items 41 and 42 of Part 2 of the schedule to the Administrative Monetary Penalties Regulations (Canadian Nuclear Safety Commission)3 are replaced by the following:SOR/2013-139
Column 1Column 2Column 3ItemProvisionShort-form DescriptionCategory4230(3)Failure to file a report with the Commission on the possession of uranium, plutonium-239 or thorium within the specified timeB4330(4)Failure to file a report with the Commission on any inventory change within the specified timeB4430(6)Failure to file a report with the Commission on specified activities within the specified timeB4530(7)Failure to retain relevant recordA4630(8)Failure to continue to retain record for the specified periodA4730(10)Failure to consent and submit to verification activitiesB
— SOR/2025-196, s. 75Item 1 of Part 10 of the schedule to the Regulations is replaced by the following:
Column 1Column 2Column 3ItemProvisionShort-form DescriptionCategory13.1Failure to retain a record relevant to any import or export under a licence for the specified periodA24(3)Failure to submit a written report to the Commission concerning the export of a controlled nuclear substance within the specified period and with the specified informationB