﻿<?xml version="1.0" encoding="utf-8"?><Regulation lims:pit-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:current-date="2019-06-21" lims:inforce-start-date="2006-11-28" lims:fid="727026" lims:id="727026" regulation-type="SOR" xml:lang="en" in-force="yes" xmlns:lims="http://justice.gc.ca/lims"><Identification lims:inforce-start-date="2006-11-28" lims:fid="727027" lims:id="727027"><InstrumentNumber>SOR/2006-319</InstrumentNumber><RegistrationDate><Date><YYYY>2006</YYYY><MM>11</MM><DD>28</DD></Date></RegistrationDate><ConsolidationDate lims:inforce-start-date="2006-11-28"><Date><YYYY>2019</YYYY><MM>6</MM><DD>22</DD></Date></ConsolidationDate><EnablingAuthority lims:inforce-start-date="2006-11-28" lims:fid="727029" lims:id="727029"><XRefExternal reference-type="act" link="C-41.01">COOPERATIVE CREDIT ASSOCIATIONS ACT</XRefExternal></EnablingAuthority><LongTitle lims:inforce-start-date="2006-11-28" lims:fid="727030" lims:id="727030">Prospectus (Cooperative Credit Associations) Regulations</LongTitle><RegulationMakerOrder><RegulationMaker>P.C.</RegulationMaker><OrderNumber>2006-1444</OrderNumber><Date><YYYY>2006</YYYY><MM>11</MM><DD>28</DD></Date></RegulationMakerOrder></Identification><Order lims:inforce-start-date="2006-11-28" lims:fid="727031" lims:id="727031"><Provision lims:inforce-start-date="2006-11-28" lims:fid="727032" lims:id="727032" format-ref="indent-0-0" language-align="yes" list-item="no"><Text>Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to subsection 268(2)<FootnoteRef idref="a_en">a</FootnoteRef> of the <XRefExternal reference-type="act" link="C-41.01">Cooperative Credit Associations Act</XRefExternal><FootnoteRef idref="b_en">b</FootnoteRef>, hereby makes the annexed <XRefExternal reference-type="regulation" link="SOR-95-340">Prospectus (Cooperative Credit Associations) Regulations</XRefExternal>.</Text><Footnote id="a_en" placement="page"><Label>a</Label><Text>S.C. 2005, c. 54, s. 194</Text></Footnote><Footnote id="b_en" placement="page"><Label>b</Label><Text>S.C. 1991, c. 48</Text></Footnote></Provision></Order><Body lims:inforce-start-date="2006-11-28" lims:fid="727033" lims:id="727033"><Heading lims:inforce-start-date="2006-11-28" lims:fid="727034" lims:id="727034" level="1"><TitleText>Prospectus</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727035" lims:id="727035"><Label>1</Label><Subsection lims:inforce-start-date="2006-11-28" lims:fid="727036" lims:id="727036"><Label>(1)</Label><Text>The information to be disclosed prior to a distribution of securities is to be set out in a prospectus and is to include the contents required for a prospectus under any legislation set out in column 2 of the schedule.</Text></Subsection><Subsection lims:inforce-start-date="2006-11-28" lims:fid="727037" lims:id="727037"><Label>(2)</Label><Text>The procedure for the disclosure of information required for a distribution of securities is to be the procedure for a disclosure by prospectus that is required for a distribution of securities under any legislation set out in column 2 of the schedule.</Text></Subsection><Subsection lims:inforce-start-date="2006-11-28" lims:fid="727038" lims:id="727038"><Label>(3)</Label><Text>The disclosure of information required for a distribution is to be in the form required for a prospectus under any legislation set out in column 2 of the schedule.</Text></Subsection></Section><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727039" lims:id="727039"><Label>2</Label><Text>A prospectus filed under any legislation set out in column 2 of the schedule is to comply with the requirements set out in that legislation.</Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="727040" lims:id="727040" level="1"><TitleText>Exemption</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727041" lims:id="727041"><Label>3</Label><Text>A person that is subject to an exemption from any or all prospectus requirements under any legislation set out in column 2 of the schedule, or to an order of the relevant provincial securities regulator, is also exempt from those requirements for the purposes of these Regulations.</Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="727042" lims:id="727042" level="1"><TitleText>Repeals</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727043" lims:id="727043"><Label>4</Label><Text>[Repeal]</Text></Section><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727044" lims:id="727044"><Label>5</Label><Text>[Repeal]</Text></Section><Heading lims:inforce-start-date="2006-11-28" lims:fid="727045" lims:id="727045" level="1"><TitleText>Coming into Force</TitleText></Heading><Section lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727046" lims:id="727046" type="transitional"><Label>6</Label><Text>These Regulations come into force on the day on which they are registered.</Text></Section></Body><Schedule lims:inforce-start-date="2006-11-28" lims:lastAmendedDate="2006-11-28" lims:fid="727047" lims:id="727047" spanlanguages="no" bilingual="no"><ScheduleFormHeading lims:inforce-start-date="2006-11-28" lims:fid="727048" lims:id="727048"><Label>SCHEDULE</Label><OriginatingRef>(Sections 1 to 3)</OriginatingRef></ScheduleFormHeading><TableGroup lims:inforce-start-date="2006-11-28" lims:fid="727049" lims:id="727049" pointsize="7" topmarginspacing="4" rowbreak="no" bilingual="no" spanlanguages="no"><Caption lims:inforce-start-date="2006-11-28" lims:fid="727050" lims:id="727050" position="over">PROVINCIAL LEGISLATION</Caption><table lims:inforce-start-date="2006-11-28" lims:fid="727051" lims:id="727051" frame="topbot" colsep="0" rowsep="0"><tgroup lims:inforce-start-date="2006-11-28" lims:fid="727052" lims:id="727052" cols="3"><colspec colname="col1" colwidth="22.83*" /><colspec colname="col2" colwidth="52.51*" /><colspec colname="col3" colwidth="68.68*" /><thead lims:inforce-start-date="2006-11-28" lims:fid="727053" lims:id="727053"><row topdouble="yes"><entry valign="top" /><entry valign="top">Column 1</entry><entry valign="top">Column 2</entry></row><row><entry rowsep="1" valign="bottom">Item</entry><entry rowsep="1" valign="bottom">Jurisdiction</entry><entry rowsep="1" valign="bottom">Legislation</entry></row></thead><tbody lims:inforce-start-date="2006-11-28" lims:fid="727054" lims:id="727054"><row><entry>1</entry><entry>Ontario</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.O. 1990, c. S.5, as amended from time to time</entry></row><row><entry>2</entry><entry>Quebec</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.Q., c. V-1.1, as amended from time to time</entry></row><row><entry>3</entry><entry>Nova Scotia</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.N.S. 1989, c. 418, as amended from time to time</entry></row><row><entry>4</entry><entry>New Brunswick</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, S.N.B. 2004, c. S-5.5, as amended from time to time</entry></row><row><entry>5</entry><entry>Manitoba</entry><entry><XRefExternal reference-type="act">The Securities Act</XRefExternal>, C.C.S.M., c. S50, as amended from time to time</entry></row><row><entry>6</entry><entry>British Columbia</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.B.C. 1996, c. 418, as amended from time to time</entry></row><row><entry>7</entry><entry>Prince Edward Island</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.P.E.I. 1988, c. S-3, as amended from time to time</entry></row><row><entry>8</entry><entry>Saskatchewan</entry><entry><XRefExternal reference-type="act">The Securities Act, 1988</XRefExternal>, S.S. 1988-89, c. S-42.2, as amended from time to time</entry></row><row><entry>9</entry><entry>Alberta</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.A. 2000, c. S-4, as amended from time to time</entry></row><row><entry>10</entry><entry>Newfoundland and Labrador</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.N.L. 1990, c. S-13, as amended from time to time</entry></row><row><entry>11</entry><entry>Yukon</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.Y. 2002, c. 201, as amended from time to time</entry></row><row><entry>12</entry><entry>Northwest Territories</entry><entry><XRefExternal reference-type="act">Securities Act</XRefExternal>, R.S.N.W.T. 1988, c. S-5, as amended from time to time</entry></row><row><entry>13</entry><entry>Nunavut</entry><entry><XRefExternal reference-type="act">Securities Act (Nunavut)</XRefExternal>, R.S.N.W.T. 1988, c. S-5, as amended from time to time</entry></row></tbody></tgroup></table></TableGroup></Schedule></Regulation>